Company Information

• Company Name: Aravel Capital Private Limited
• CIN: U74999OR2018PTC029543
• Registered Office: DCB-126, 1st Floor, DLF Cybercity, Patia, Bhubaneswar, Khurda, Odisha - 751024
• SEBI Registration: INH000012345 (Investment Adviser)
• GST Number: 21AABCU9603R1ZM

Regulatory Compliance

SEBI Regulations

• SEBI (Investment Advisers) Regulations, 2013
• SEBI (Portfolio Managers) Regulations, 2020
• SEBI (Mutual Funds) Regulations, 1996
• SEBI (Prohibition of Insider Trading) Regulations, 2015

Other Compliance

• Companies Act, 2013
• Prevention of Money Laundering Act (PMLA), 2002
• Foreign Exchange Management Act (FEMA), 1999
• Income Tax Act, 1961

Risk Disclosures

• Past performance is not indicative of future results
• Investment values may fluctuate and investors may not get back the amount invested
• Different schemes have different risk profiles
• Investors should consult their financial advisors before making investment decisions
• Market volatility may affect the NAV of schemes

Fee Structure

Investment Advisory Fees

• Annual fee: 1.5% to 2.5% of assets under advisory
• Minimum annual fee: ₹10,000
• Fee charged quarterly in advance
• No entry or exit loads on advisory services

Portfolio Management Fees

• Management fee: 2% to 3% per annum
• Performance fee: 10% to 20% above benchmark
• Minimum portfolio size: ₹25 lakhs
• All fees are subject to applicable taxes

Key Personnel

• Chief Executive Officer: Rajesh Agarwal (CFA, 15+ years experience)
• Chief Investment Officer: Priya Sharma (NISM certified, 12+ years experience)
• Compliance Officer: Amit Kumar (LLB, CS, 10+ years experience)
• Chief Risk Officer: Sneha Patel (FRM certified, 8+ years experience)

Conflicts of Interest

• No proprietary trading in recommended securities
• All personal trades disclosed and pre-approved
• No front-running or insider trading
• Client interests given priority over company interests
• All conflicts of interest disclosed to clients

Investment Philosophy

• Long-term value investing approach
• Diversification across asset classes and sectors
• Risk-adjusted returns focus
• Regular portfolio rebalancing
• Transparent and ethical investment practices

Grievance Redressal

Internal Grievance Mechanism

• Grievance Officer: Amit Kumar
• Email: grievances@aravelcapital.com
• Phone: +91 98765 43210
• Response time: Within 30 days

External Redressal

• SEBI Complaint Redress System (SCORES)
• National Stock Exchange Investor Grievance
• Bombay Stock Exchange Investor Protection Fund
• Ombudsman for Non-Banking Financial Companies

Investor Protection

• Client funds held in separate trust accounts
• Regular audits by independent chartered accountants
• Insurance coverage for professional indemnity
• Segregation of client and company assets
• Regular reporting to regulatory authorities

Important Documents

• Investment Policy Statement (IPS)
• Portfolio Management Agreement
• Investment Advisory Agreement
• Risk Disclosure Document
• Fee Structure Document
• Annual Compliance Report

All documents are available on request and can be downloaded from our client portal.

Important Notes

• Mutual Fund investments are subject to market risks
• Please read all scheme-related documents carefully
• Past performance may or may not be sustained in future
• Investment decisions should be based on your risk profile
• Consult your tax advisor for tax implications